Credentials

Licenses
  • California State Notary License
  • California Real Estate Sales License (inactive)
  • NASD Series 7 License (also known as stockbroker or general securities license)
  • NASD Series 63 License (needed to solicit orders for any type of security in a state)
  • NASD Series 24 License (for NASD managers to supervise branch activities)
Certifications Experiences
  • Over 500 loan signings
  • Worked for an investment broker/dealer in approving accounts to purchase stocks, bonds, mutual funds, annuities, insurance and stock options
  • Currently works as a Portfolio Analyst for a money management firm that specializes in fixed-income investments
  • Also very familiar with legal documents such as Power of Attorneys, Trusts, Deeds and Court Orders
Degree
  • Bachelor of Software Engineering and Management, McMaster University, Canada